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> Record changed: 2026-10-13

# Phase I Study of \[177Lu\]Lu-DFC413 in Patients With Solid Tumors

NCT07261631

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

Phase

Phase 1

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

Recruitment status

Recruiting

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

Participants

180

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

Lead sponsor

Novartis Pharmaceuticals

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

Start date

2025-11-24

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

Number of sites

8

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

## Title and summary

**Summary**

The purpose of this study is to evaluate the safety, tolerability, dosimetry and preliminary efficacy of \\\[177Lu\\\]Lu-DFC413 and safety and imaging properties of \\\[68Ga\\\]Ga-NNS309 in patients aged ≥ 18 years with solid tumors

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

**Short title**

Phase I Study of \[177Lu\]Lu-DFC413 in Patients With Solid Tumors

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

**Official title**

A Phase I Open-label, Multi-center Study to Evaluate the Safety, Tolerability, Dosimetry, and Preliminary Activity of \[177Lu\]Lu-DFC413 and Safety and Imaging Properties of \[68Ga\]Ga-NNS309 in Patients With Solid Tumors

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

## Status and phase

**Control arm**

Open label

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

**Registry reports results**

No

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

**Listing at source**

Listed

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

**Recruitment status**

Recruiting

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

**Phase**

Phase 1

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

**Study type**

Interventional

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

## Dates

**Completion date**

2029-05-09

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

**First posted**

2025-12-03

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

**Registry last updated**

2026-06-17

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

**Primary completion date**

2029-05-09

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

**Start date**

2025-11-24

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

## Size and sites

**Participants**

180

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

**Participant count basis**

Estimated

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

**Planned participants**

180

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

**Protocol amendments**

1

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

**Number of sites**

8

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

## Sponsor and oversight

**Data monitoring committee**

Yes

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

**Registry sponsor category**

Industry

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

**Lead sponsor**

Novartis Pharmaceuticals

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

**Source registry**

ClinicalTrials.gov

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

## Identifiers

**Registry ID**

NCT07261631

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

**ClinicalTrials.gov ID**

NCT07261631

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

**Registry record**

Open registry record

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

## Study design

**Allocation**

Not applicable

**Model**

Single group

**Purpose**

Treatment

**Masking**

No masking

Sources for study design

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

## Outcomes

### Primary outcomes

1. Incidence and severity of dose limiting toxicities of 177Lu-DFC413  
Timeframe: Within first treatment cycle, up to maximum 6 weeks  
A dose limiting toxicity (DLT) is defined as any adverse event or abnormal laboratory value of CTCAE (version 5.0) Grade 3 or higher that occurs within the DLT evaluation period and that is not primarily related to disease, disease progression, intercurrent illness, or concomitant medications with a few exceptions defined in the study protocol. Other clinically significant toxicities may be considered to be DLTs, even if not Grade 3 or higher.
2. Incidence and severity of adverse events and serious adverse events of 177Lu-DFC413  
Timeframe: From study treatment start up to approximately 42 months  
The distribution of adverse events will be done via the analysis of frequencies for treatment emergent Adverse Event (TEAEs) and Serious Adverse Event (TESAEs) and through the monitoring of relevant clinical and laboratory safety parameters.
3. Dose modifications for 177Lu-DFC413  
Timeframe: From study treatment start until last dose of study treatment, assessed up to approximately 24 weeks  
Dose modifications (dose interruptions and reductions) for 177Lu-DFC413 will be assessed and summarized using descriptive statistics. The number of patients with dose modification and the reasons will be summarized by treatment groups.
4. Dose intensity for 177Lu-DFC413  
Timeframe: From study treatment start until last dose of study treatment, assessed up to approximately 24 weeks  
Dose intensity for 177Lu-DFC413 will be assessed and summarized using descriptive statistics. Dose intensity is computed as the ratio of actual cumulative dose received and actual duration of exposure.

### Secondary outcomes

1. Overall response rate (ORR)  
Timeframe: From study treatment start up to 6 months  
ORR is defined as the proportion of patients with a BOR of complete response (CR) or partial response (PR) according to Response Evaluation Criteria in Solid Tumors (RECIST) v1.1 guidelines.
2. Duration of Response (DOR)  
Timeframe: From study treatment start up to 6 months  
DOR is the time between the first documented response (CR or PR) and the date of progression according to RECIST v1.1 guidelines, or death due to any cause.
3. Disease control rate (DCR)  
Timeframe: From study treatment start up to 6 months  
DCR is defined as the proportion of patients with a BOR of CR, PR or stable disease according to RECIST v1.1 guidelines.
4. Progression free survival (PFS)  
Timeframe: From study treatment start up to 6 months  
PFS is defined as the time from the date of start of treatment to the date of the first documented progression according to RECIST v1.1 guidelines or death due to any cause.
5. Area Under the Curve (AUC) of 177Lu-DFC413  
Timeframe: Up to 8 days after first dose  
The 177Lu-DFC413 pharmacokinetic analysis will be performed based on decay-corrected blood radioactivity concentration data converted to mass units. AUC will be determined by non-compartmental methods.
6. Total body clearance of 177Lu-DFC413  
Timeframe: Up to 8 days after first dose  
The 177Lu-DFC413 pharmacokinetic analysis will be performed based on decay-corrected blood radioactivity concentration data converted to mass units. Total body clearance will be determined by non-compartmental methods.
7. Observed maximum blood concentration (Cmax) of 177Lu-DFC413  
Timeframe: Up to 8 days after first dose  
The 177Lu-DFC413 pharmacokinetic analysis will be performed based on decay-corrected blood radioactivity concentration data converted to mass units. Cmax will be determined by non-compartmental methods.
8. Observed maximum radioactivity concentration (Rmax) of 177Lu-DFC413  
Timeframe: Up to 8 days after first dose  
The 177Lu-DFC413 pharmacokinetic analysis will be performed based on decay-corrected blood radioactivity concentration data converted to mass units. Rmax will be determined by non-compartmental methods.
9. Volume of distribution (Vz) of 177Lu-DFC413 during the terminal phase  
Timeframe: Up to 8 days after first dose  
The 177Lu-DFC413 pharmacokinetic analysis will be performed based on decay-corrected blood radioactivity concentration data converted to mass units. Vz will be determined by non-compartmental methods.
10. Terminal elimination half-life (T1/2) of 177Lu-DFC413  
Timeframe: Up to 8 days after first dose  
The 177Lu-DFC413 pharmacokinetic analysis will be performed based on decay-corrected blood radioactivity concentration data converted to mass units. T1/2 will be determined by non-compartmental methods.
11. Urinary excretion of radioactivity expressed as a percentage of injected dose (%ID)  
Timeframe: Up to 3 days after first dose  
Urine elimination data for 177Lu-DFC413 will be assessed based on decay-corrected urine radioactivity concentration data. Urine elimination data will be expressed as percentage of injected dose (%ID).
12. Renal clearance of 177Lu-DFC413  
Timeframe: Up to 3 days after first dose  
Urine samples will be collected over specified time intervals and analyzed for radioactivity. Renal clearance of 177Lu-DCF413 will be summarized using descriptive statistics.
13. Absorbed dose of 177Lu-DFC413  
Timeframe: Up to 8 days after first dose  
Time activity curves (TACs) for the various organs and tumor lesions will be produced as fraction of injected activity per gram of tissue (%ID/g) as a function of time.
14. Incidence and severity of adverse events and serious adverse events of \[68Ga\]Ga-NNS309  
Timeframe: Up to 3 days after administration  
The distribution of adverse events will be done via the analysis of frequencies for TEAEs and TESAEs and through the monitoring of relevant clinical and laboratory safety parameters.
15. Visual and quantitative assessment of \[68Ga\]Ga-NNS309 uptake in normal tissues and tumor lesions over time  
Timeframe: Up to 3 days after administration  
After \\\[68Ga\\\]Ga-NNS309 administration, \\\[68Ga\\\]Ga-NNS309 PET/CT or PET/MRI will be performed. Standardized uptake values (SUVs) of \\\[68Ga\\\]Ga-NNS309 in normal tissues and tumor lesions over time will be summarized.

Sources for outcomes

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

## Eligibility

**Sex**

All

**Age groups**

Adults, Older adults

**Minimum age**

18 Years

**Maximum age**

100 Years

**Healthy volunteers**

No

### Inclusion criteria

- Adults ≥ 18 years with one of the following indications:
- Locally advanced unresectable or metastatic PDAC, with disease progression following, or intolerance to cytotoxic therapy, unless patient was ineligible to receive such therapy
- Locally advanced unresectable or metastatic NSCLC without any actionable genomic alterations with disease progression following, or intolerance to chemotherapy and immunotherapy, unless patient was ineligible to receive such therapy, or locally advanced unresectable or metastatic NSCLC with an actionable genomic alteration with disease progression following, or intolerance to chemotherapy and targeted therapy, unless patient was ineligible to receive such therapy
- Locally advanced unresectable or metastatic HR+/HER2- ductal and lobular breast cancer with disease progression following, or intolerance to, hormone therapy and CDK inhibitor, and at least one additional line of therapy, unless patient was ineligible to receive such therapy
- Locally advanced unresectable or metastatic triple negative breast cancer (TNBC) with disease progression following, or intolerance to, at least two lines of therapy, unless patient was ineligible to receive such therapy
- Locally advanced or metastatic unresectable CRC with disease progression following, or intolerance to cytotoxic chemotherapy, unless patient was ineligible to receive such therapy. Patients with known microsatellite instability-high (MSI-H) or mismatch repair deficient (dMMR) status must also have had disease progression following, or intolerance to, immune checkpoint inhibitor therapy, unless patient was ineligible to receive such therapy
- (Dose expansion only) Locally advanced unresectable or metastatic soft tissue sarcoma (excluding GIST and Kaposi) with disease progression following, or intolerance to, at least one line of systemic therapy
- Patients must have lesions showing 68Ga-NNS309 uptake

### Exclusion criteria

- Absolute neutrophil count (ANC) < 1.5 x 109/L, hemoglobin < 9 g/dL, or platelet count < 100 x 109/L
- QT interval corrected by Fridericia's formula (QTcF) ≥ 470 msec
- eGFR < 60 mL/min/1.73m2, calculated using CKD-EPI 2021 or measured
- Unmanageable urinary tract obstruction or urinary incontinence
- Presence of symptomatic CNS metastases, or CNS metastases that require local CNS-directed therapy
- Any prior radioligand therapy
- Radiation therapy within 4 weeks prior to the first dose of \[177Lu\]Lu-DFC413

Other protocol-defined inclusion/exclusion criteria may apply.

Sources for eligibility

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

## Sites

- Novartis Investigative SiteMontreal, CanadaRecruiting
- Novartis Investigative SiteOdense C, DenmarkRecruiting
- Novartis Investigative SiteVandœuvre-lès-Nancy, FranceRecruiting
- Novartis Investigative SiteEssen, GermanyRecruiting
- Novartis Investigative SiteHaifa, IsraelRecruiting
- Novartis Investigative SiteTel Aviv, IsraelRecruiting
- Novartis Investigative SiteSingapore, SingaporeRecruiting
- Novartis Investigative SiteSingapore, SingaporeRecruiting

Sources for sites

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

## References

### Other registry identifiers (2)

- 2025
- 2025-521702-18

Sources for references

Source: [clinicaltrials.gov](https://clinicaltrials.gov/study/NCT07261631)

## Related records

### Drugs (1)

- [Lutetium (177LU) tezuvotide tetraxetan](https://trialight.com/data/asset/lutetium-177lu-tezuvotide-tetraxetan-95b24c37-7c5f-4a4a-b17e-981a316b6f33.md)

### Lead sponsors (1)

- [Novartis Pharmaceuticals](https://trialight.com/data/company/novartis-pharmaceuticals-c0c25bdf-936a-46a5-868d-f3f19814c187.md)

### Conditions (8)

- [Breast neoplasm](https://trialight.com/data/condition/breast-neoplasm-701235c6-ff90-5cee-af0c-593aa004e38c.md)
- [Colorectal cancer](https://trialight.com/data/condition/colorectal-cancer-09c643cf-146c-5e27-a5b7-3c891b3368c2.md)
- [Colorectal neoplasm](https://trialight.com/data/condition/colorectal-neoplasm-31f0a633-3abe-5df4-9d3a-9292c6541f1d.md)
- [Non-small cell lung carcinoma](https://trialight.com/data/condition/non-small-cell-lung-carcinoma-a86c1d60-523f-5ea7-a5e1-39ed4a2296f8.md)
- [Pancreatic ductal adenocarcinoma](https://trialight.com/data/condition/pancreatic-ductal-adenocarcinoma-77c1c5a8-638b-51d0-b18e-2c881b8902e5.md) Primary condition
- [Sarcoma](https://trialight.com/data/condition/sarcoma-96102668-50d9-5d69-b154-719396a38dc1.md)
- [Soft tissue sarcoma](https://trialight.com/data/condition/soft-tissue-sarcoma-3abd95b0-f8eb-5f0b-9e18-b37874e7f988.md)
- [Triple-negative breast carcinoma](https://trialight.com/data/condition/triple-negative-breast-carcinoma-059174a2-9b5f-5234-90b9-4a4fee6eb9bb.md)

---

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